Notes:
1. Stocks can only be transferred between accounts under the same name.
2. Fees: Futu Securities (Australia) Ltd does not charge any fees to transfer your stocks, but the outside brokerage firm may.
3. Processing time: It is expected to take 7-10 business days (the processing time is for reference only; Futu Securities (Australia) Ltd shall not be liable for any delay).
4. Transfer AU stocks to Futu AU, please provide your holding statement issued by the outside brokerage firm. The statement must contain the following information: your address and account name registered with the outside brokerage firm, and stock quantity.
To transfer your stocks from the outside brokerage firm to Futu Securities (Australia) Ltd (or Futu AU), you need to:
1. Complete the transfer form and send us an email
2. Submit a transfer-out instruction to the outside brokerage firm
After receiving your transfer-in instruction, we will contact the outside brokerage firm to confirm if it matches the transfer-out instruction they received, and then arrange a date for delivery.
Please fill out the form and submit the application email according to the following guidelines.
1.1 Click here to download the transfer form.
1.2 Complete the transfer form, you need to print the form and sign it by hand. After completion, take a photo or scan it, and send an email to settlement@futuau.com.
1.2.1 Enter your account details
a) Moomoo Account Name: your account name (which must be the same as that registered with Futu AU)
b) Moomoo Account Number: your moomoo ID
c) Transfer Type: Please check "Full portfolio" in the event of a full transfer; otherwise, check "Only holdings listed below"
d) Please check "Please receive the following securities for my/our account" if you transfer stocks into Futu AU.
1.2.2 Enter the outside brokerage firm details
e) Client’s Account Name with Delivering Firm: your account name with the outside brokerage firm (which must be the same as that with Futu AU)
f) Client’s Account Number with Delivering Firm: your account number with the outside brokerage firm
g) Registered Address: your address registered with the outside brokerage firm
h) HIN (with the delivering firm, if applicable): Your HIN (holder identification number) with the outside brokerage firm (which must be the same as that on the statement issued by the outside brokerage firm). Please skip if you do not have one.
i) Delivering Firm’s Name: the name of the outside brokerage firm
j) Delivering Firm’s Email Address: the email address of the outside brokerage firm
1.2.3 Enter your stock details
Full portfolio: please provide your holding statement issued by the outside brokerage firm. You do not need to enter your stock details.
Only holdings listed below: Please enter your stock details, and provide your holding statement issued by the outside brokerage firm.
*The statement must contain the following information: your address and account name registered with the outside brokerage firm, and stock quantity.
k) Market: Please enter "AU".
l) Symbol/Ticker: stock symbol
m) Company Name: stock full name
n) Quantity: stock quantity
o) Cost price: it is the average cost of the current position of a stock (excluding commissions and fees).
1.2.4 Go over the checklist
It's important to go over the checklist and make sure the details you enter are correct.
1.2.5 Sign the transfer form
When signing the form, please ensure that the signature(s) is(are) consistent with the account name(s) with the outside brokerage firm and that all account holders sign and date the form by hand.
1.2.6 You do not need to complete this part of the form.
