What information do I need to prepare before opening an account
Due to regulatory requirements, FUTU AU needs to verify identity information to set up an account for you. Please get your Australian driver's licence, medicare card or international passport ready before opening an account.
Securities, brokerage products and related services are offered through Futu Securities (Australia) Ltd (ACN 095 920 648), an Australian Financial Services licensee (AFSL 224663) regulated by the Australian Securities and Investments Commission. Futu Securities (Australia) Ltd is an indirect, wholly-owned subsidiary of Futu Holdings Limited, a NASDAQ-listed company (NASDAQ: FUTU).
Investments in stocks, options, ETFs and other instruments are subject to risks, including possible loss of the amount invested. The value of investments may fluctuate and as a result, clients may lose the value of their investments. When trading in a margin account, a client may lose more than their original investment. Past performance should not be viewed as an indicator of future results.
No content on the Futu Securities (Australia) Ltd website shall be considered a recommendation or solicitation for the purchase or sale of securities, futures or other investment products. All information and data on the website are for reference only and no historical data shall be considered as the basis for judging future trends.
The information provided is for informational purpose only. It is not intended for distribution to, or use by, any person in any jurisdiction where such distribution or use would constitute a contravention of prevailing laws or regulations. Investment products and services are intended for persons in the jurisdiction or country that is legal for such persons to receive them.
Moomoo Financial Inc.
A broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) (CRD: 283078/SEC: 8-69739), and a member in good standing of Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Futu Clearing Inc.
A broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) (CRD: 298769/SEC: 8-70215), a member in good standing of Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC), as well as a member of Depository Trust Company (DTC), a member of National Securities Clearing Corporation (NSCC) and the Options Clearing Corporation (OCC).
Futu Wealth Advisors Inc.
An investment advisor registered with and regulated by the U.S. Securities and Exchange Commission (SEC) (CRD: 310790/SEC: 801-119635).
Futu Futures Inc.
A licensed entity registered with the National Futures Association (NFA) (NFA ID: 0523957) and regulated by the National Futures Association (NFA) and the Commodity Futures Trading Commission (CFTC).
Moomoo Financial Singapore Pte. Ltd.
Registered with the Monetary Authority of Singapore (MAS), Futu SG is a Capital Markets Services Licence (Licence No. CMS101000) holder with the Exempt Financial Adviser Status. Futu SG has also received approvals-in-principle for all SGX memberships. Futu SG is set to be admitted as Clearing Member of The Central Depository (Pte) Ltd (CDP) and Singapore Exchange Securities Trading Limited (“SGX-ST”), Trading Member of SGX-ST, Trading and Clearing Member of Singapore Exchange Derivatives Trading Limited (“SGX-DT”), and Depository Agent of CDP.
Futu Trustee (Singapore) Pte. Ltd.
A Singapore trust company licensed by the Monetary Authority of Singapore to carry on trust business and services (Licence Number: No.TC000074).
Futu Securities (Australia) Ltd
A securities dealer registered with and regulated the Australian Securities and Investments Commission (ASIC). Futu AU holds the Australian Financial Services Licence (Licence No. 224663).